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Regulatory Compliance Practice Group

Aldridge Pite represents a broad array of regulated entities, including:
  • Banks & Bank Holding Companies
  • Credit Unions
  • Mortgage Lenders, Brokers, and Mortgage Loan Originators
  • Mortgage Servicers
  • Money Service Businesses
  • Merchant Acquirer Charters (GA)

The Firm recognizes the quickly evolving regulatory landscape of the financial services industry and is committed to serving its clients' continually changing needs through the Firm's Compliance Practice Group. We are uniquely positioned by virtue of our strategic expertise found in our partners, including Judy Newberry, former Deputy Commissioner and Chief Legal Officer of the Georgia Department of Banking and Finance, to help depository and non-depository financial institutions comply with state and federal law. In this transitional period for the consumer financial industry, Aldridge Pite may be relied upon to assist its clients with a pro-active approach to today's ever-changing compliance demands. With a focus on the provision of on-demand services tailored to fit the particular compliance needs of our clients, we strive to keep our clients ahead of the ever-changing regulatory landscape. Services include, but are not limited to:
  • Development and Maintenance of Affidavit Template Libraries
  • Quality Control Reviews
  • 50 State Surveys
  • Licensing Projects
  • SCRA Compliance
  • Law/Regulatory Change Control
  • CFPB Compliance Reviews (Readiness and Gap Processes Reviews)
  • Development of Compliance Plans for remediation of issues and risks
  • FDCPA Compliance
  • TCPA Compliance
  • Best Practice Reviews
  • Legal/Regulatory Change Control Maintenance
  • Regulatory Exam/Audit Representation
  • Georgia SAFE Act issues and questions
  • Georgia Residential Mortgage Act (GRMA) issues and questions
  • Administrative Hearings representation and assistance
  • State Broker/Lender/Originator Licensing issues and questions
  • Financial Institution Administrative Order(s) issues and assistance
  • Comprehensive Consumer Complaint Management Programs
  • Compliance Training Development and Presentation

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